Skip to content

How a state complaint works

By the IEP Atlas editorial teamLast updated

Short answer

To file a special education state complaint, send a signed, written complaint to your state education agency saying the school broke a special education rule, with the facts behind it. Send a copy to the district at the same time. The violation must be within the past year, and the state generally must issue a written decision within 60 days.

A state complaint asks your state education agency to investigate whether a school district broke a requirement of IDEA. Every state is required to run a complaint process, and the federal rules set the minimum: who can file, what the complaint must include, and how fast the state must decide.[1][2][3]

A state complaint is often used when the IEP is clear but the school is not following it, or when a procedure was skipped. If the disagreement is about what the IEP should say, mediation or due process may fit better; mediation vs due process vs state complaint compares the three. This page is general information. Your state's form and process add detail, and an advocate or lawyer can help with your own case.

Step 1: Confirm it is a rule violation, within one year

A state complaint must say that a public agency violated a requirement of Part B of IDEA, and the violation cannot be more than one year old when the state receives the complaint.[3]

Examples that usually fit: services in the IEP were not given, the school did not hold an annual IEP meeting, records were not provided within 45 days of a request, or prior written notice was skipped. The IEP not being implemented guide covers the steps to try first.

Anyone can file, not only a parent. An organization can file too, including one from another state.[3]

Step 2: Gather your evidence

Collect the documents that show the rule and the gap. Most complaints rest on three things: the IEP page that sets the requirement, your record of what happened, and your attempts to fix it.

EvidenceExample
The requirementIEP service page showing "speech-language therapy, 30 minutes, 2 times per week"
What happenedYour log: 6 of 24 sessions held from September 5 to November 30
School recordsService logs or emails from the provider confirming missed sessions
Attempts to resolveEmails to the case manager dated October 10 and November 2

Step 3: Write the complaint

Use your state's model form if it has one, or write a letter. The complaint must include:[3]

  • a statement that the district violated a requirement of IDEA
  • the facts the statement is based on
  • your signature and contact information
  • if it is about a specific child, the child's name and address (or contact information if the child is homeless), the school, a description of the problem with facts, and a proposed resolution as far as you know one

Write one short paragraph per issue. State the rule, what happened, and the dates. Then say what you want: for example, the missed sessions made up and a plan to prevent more misses.

Step 4: Send it to the state, and a copy to the district

Send the signed complaint to the state education agency, using the address or portal on its website. You must send a copy to the district at the same time.[3] Keep proof of the date you sent both.

Step 5: Take part in the investigation

The state then has 60 days to investigate and decide.[2] During that time, the federal rules say the state must:

  • do an on-site investigation if it decides one is needed
  • give you a chance to send more information, in writing or by talking with the investigator
  • give the district a chance to respond, including a proposal to resolve the complaint
  • offer you and the district a chance to try mediation
  • review all relevant information and decide whether the district violated a requirement

The state may extend the 60 days only for exceptional circumstances or if you and the district agree to extend for mediation or another way of resolving it.[2]

Step 6: Read the written decision

The state issues a written decision with findings of fact, conclusions and reasons.[2] If it finds a violation for a child, the remedy can include compensatory services or money reimbursement, and steps to make sure services are provided correctly for all children going forward.[1] The compensatory education guide explains what makeup services can look like.

The state must also have a way to enforce the decision, such as checking that corrective actions are done.[2]

Step table with the time each step takes

The federal 60-day limit is the only fixed number here. The rest are typical illustrations.

StepWhat happensTypical time
1. Confirm a violation within one yearCheck dates against the IEP1 evening
2. Gather evidenceIEP pages, logs, emails1 to 2 weeks
3. Write the complaintOne paragraph per issue1 to 3 hours
4. Send to state and districtSame day, with proof of sending1 day
5. InvestigationCalls, documents, district responseUp to 60 days from receipt[2]
6. Written decisionFindings and any corrective actionBy day 60, unless extended
7. Corrective actionDistrict completes the ordered stepsSet in the decision, often 30 to 90 days

A worked example from start to finish

This example is fictional.

Mia is 7 and has an IEP for speech, with 30 minutes twice a week, which is 8 sessions a month. From September 5 to November 30, her mother's log and the provider's emails show 6 sessions out of 24 scheduled.

  • October 10: Her mother emails the case manager. The reply says a new provider is coming soon.
  • November 2: She emails again and asks for an IEP meeting. The meeting is held on November 14, but sessions still do not happen.
  • December 4: She files a state complaint using the state's form. She lists one issue: speech services not provided as written. She attaches the IEP service page, her log and the emails, and proposes 18 makeup sessions plus a plan for a substitute provider. She emails a copy to the district the same day.
  • December 18: The investigator calls her and asks for the service log.
  • January 9: The district responds, admits the gap and proposes 18 makeup sessions over 12 weeks.
  • January 30: The state issues its decision on day 57. It finds a violation, orders the 18 makeup sessions, and orders the district to report monthly on service delivery for every student on that provider's caseload.

Common mistakes

  • Weak: "The school doesn't care about my daughter." Better: "The IEP requires speech 2 times per week. From September 5 to November 30, 6 of 24 sessions were held."
  • Weak: Filing about events from two school years ago. Better: Focus on violations within the past year, as the rule requires.[3]
  • Weak: Sending the complaint only to the state. Better: Send a copy to the district at the same time.
  • Weak: Ten issues in one long paragraph. Better: One numbered issue per paragraph, each with dates.
  • Weak: Asking the state to rewrite the IEP's goals. Better: If you disagree about what the IEP should say, ask about mediation or due process instead.

When a complaint and a hearing overlap

If you file a state complaint and a due process complaint about the same issue, the state sets aside the overlapping parts until the hearing ends. Any parts not covered by the hearing go ahead on the 60-day timeline.[2] The due process hearing guide explains that route.

Your state's Parent Training and Information Center can review a draft complaint with you at no cost.[4] The state complaint glossary entry gives a two-line definition.

Frequently asked questions

Do I need a lawyer to file a state complaint?

No. State complaints are designed so parents can file them without a lawyer. Many states post a model form. A Parent Training and Information Center or advocate can review your draft for free or at low cost.

Does filing a state complaint keep my child in the current placement?

No. The stay put rule is tied to due process hearings and court cases, not state complaints. If placement is the issue, read about due process and stay put.

Can a teacher file a state complaint?

Yes. Any individual or organization can file a state complaint, including a teacher or an advocacy group. If it names a child, the child's information must be included.

Use it in IEP Atlas

Sources

  1. 34 CFR §300.151: Adoption of State complaint procedures, U.S. Department of Education (IDEA website)
  2. 34 CFR §300.152: Minimum State complaint procedures, U.S. Department of Education (IDEA website)
  3. 34 CFR §300.153: Filing a complaint, U.S. Department of Education (IDEA website)
  4. Center for Parent Information and Resources, CPIR
  5. OSEP Memo and Q&A on Dispute Resolution (July 23, 2013), U.S. Department of Education, Office of Special Education Programs

Written and checked by the IEP Atlas editorial team under our editorial policy. This guide describes general practice and federal rules. It is not legal advice; your state may add requirements, and the IEP team makes the decisions for each student.

IEP Atlas Pro

Turn your goals into progress reports

Pro tracks every goal on your caseload and drafts the report for you. Free for 14 days.

Count trials, prompts, and minutes live in the session; the graph and trend line draw themselves; progress reports are drafted from your data.