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Surrogate parents in special education

By the IEP Atlas editorial teamLast updated

Short answer

A surrogate parent is a person the school district assigns to make special education decisions for a child when no parent can be identified or found, the child is a ward of the state, or the child is an unaccompanied homeless youth. The rules are in 34 CFR 300.519. A surrogate has the same IDEA rights as a parent.

A surrogate parent stands in for a parent in every special education decision: identification, evaluation, placement and the provision of a free appropriate public education. The district must protect the rights of a child who has no parent available by assigning one.[1]

For case managers, the first question is always whether the child already has someone who counts as a parent under IDEA. The definition of parent is broad. It includes a biological or adoptive parent, a foster parent unless state law prevents it, a guardian, and a person acting in the place of a parent, such as a grandparent the child lives with.[3] The guide on who counts as a parent covers that definition. A surrogate is needed only when none of those people is available.

When a surrogate must be assigned

Under 34 CFR 300.519, the district must make sure a surrogate is assigned when:[1]

  • no parent can be identified
  • the district, after reasonable efforts, cannot locate a parent
  • the child is a ward of the state under state law
  • the child is an unaccompanied homeless youth, as defined in the McKinney-Vento Act

The district needs a method for deciding whether a child needs a surrogate and for assigning one. It must make reasonable efforts to assign a surrogate within 30 days after it determines the child needs one.[1]

Who can serve

A surrogate must:[1]

  • not be an employee of the state education agency, the district, or any other agency involved in the child's education or care
  • have no personal or professional interest that conflicts with the child's interests
  • have knowledge and skills that let the surrogate represent the child adequately

Being paid only to serve as a surrogate does not make someone an employee for this rule. For a ward of the state, the judge overseeing the child's case may appoint the surrogate instead, if the person meets the same requirements. For an unaccompanied homeless youth, staff of emergency shelters, transitional shelters and street outreach programs may serve as temporary surrogates until a permanent one is appointed, even though the employee rule would normally apply.[1]

States add training requirements and their own forms. Check your state's guidance.

What a surrogate does

The surrogate may represent the child in all matters about identification, evaluation, placement and FAPE.[1] In practice that means the surrogate:

  • gives or refuses consent for evaluations and services
  • attends IEP meetings as the parent member of the team
  • receives prior written notice and the procedural safeguards notice
  • may look at the child's education records
  • may request mediation, file a state complaint or file for due process

A surrogate does not have authority outside special education, such as medical or custody decisions.

An example

This example is fictional and written from the case manager's side.

Marcus, age 11, enrolls on September 9 in the middle of an evaluation started by another district. He is in state custody and lives in a group home. His caseworker cannot sign consents because she works for the child welfare agency, which is involved in his care. No foster parent is in the picture, and parental rights were ended by a court.

On September 12, the district determines Marcus needs a surrogate. It assigns a trained volunteer from its surrogate list on September 26, 14 days later. The volunteer meets Marcus, reads his records, and signs consent to continue the evaluation on October 1. She attends the eligibility meeting on November 4 as the parent member of the team.

Surrogate parent vs foster parent

The term most often confused with surrogate parent is foster parent. Both may make education decisions, but they get there differently.

Surrogate parentFoster parent
How the role startsAssigned by the district, or appointed by a judge for a ward of the state[1]Placement by the child welfare agency
Counts as a "parent" under IDEAYes, once assignedYes, unless state law, regulation or contract prohibits it[3]
ScopeSpecial education decisions onlyDaily care, and education decisions where state law allows
Can be an agency employeeNo, with a narrow exception for homeless youth sheltersNot applicable; foster parents are not agency staff
Federal rule34 CFR 300.519Definition of parent in 34 CFR Part 300
Typical useNo parent available, ward of the state, unaccompanied homeless youthChild in foster care living with the foster family

A foster parent can sometimes be appointed as a child's surrogate if they meet the requirements, so the roles can overlap in one person.

The procedural safeguards glossary entry lists the rights a surrogate exercises. The parent rights to records guide and consent for evaluation vs services explain two of the rights a surrogate uses most. The special education rights overview has the full list.

Frequently asked questions

Can a teacher at the child's school be the surrogate parent?

No. A surrogate cannot be an employee of the district or any agency involved in the child's education or care. Teachers, case managers and caseworkers from the child welfare agency are excluded.

Can a group home staff member serve as a surrogate parent?

Generally no, if the group home is involved in the child's care, because of the conflict-of-interest and employee rules. The narrow exception is for temporary surrogates for unaccompanied homeless youth in certain shelter programs.

How long does a surrogate parent assignment last?

Until the child no longer needs one, for example when a parent is located, a foster parent can act as the parent, or rights transfer to the student at the age of majority. State rules set the details.

Use it in IEP Atlas

Sources

  1. 34 CFR §300.519: Surrogate parents, U.S. Department of Education (IDEA website)
  2. Parental Rights under IDEA, CPIR
  3. 34 CFR §300.30: Parent, Legal Information Institute, Cornell Law School

Written and checked by the IEP Atlas editorial team under our editorial policy. This guide describes general practice and federal rules. It is not legal advice; your state may add requirements, and the IEP team makes the decisions for each student.

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