Procedural safeguards in plain language
By the IEP Atlas editorial teamLast updated
Short answer
Procedural safeguards are the rights IDEA gives you and your child, and the procedural safeguards notice is the booklet that lists them. The school must give it to you once a year and at a few key moments, such as a first evaluation request or a discipline decision. Each section tells you a right and how to use it.
The procedural safeguards notice is often the thickest paper in an IEP folder, and the one parents read least. It is worth one careful read, because every right it lists comes with a way to use it. The federal rules say what the notice must cover and when you get it.[1]
This page walks through the notice section by section. For a one-table overview of all your rights, see the special education rights guide. This page is general information. Your state may add rules, and for a problem with your own child's case you may want advice from an advocate or lawyer.
When the school must give you the notice
The school must give you a copy at least once a school year. It must also give you one at these times:[1]
- when your child is first referred for an evaluation, or when you ask for one
- the first time in a school year that you file a state complaint
- the first time in a school year that you file a due process complaint
- on the day the school decides to remove your child for discipline in a way that changes placement
- any time you ask for it
The school may also post the notice on its website. It must still hand you a copy at the times above. The notice must be written so a parent can understand it, and in your native language unless that is clearly not possible.[1]
What the notice must cover
The federal rule lists the topics. Your state's booklet will use its own words and order, but these should all be there.[1]
| Section in the notice | What it means in plain words | Where to read more |
|---|---|---|
| Independent educational evaluation | You can ask for an outside evaluation at public cost if you disagree with the school's | Requesting an IEE |
| Prior written notice | The school must tell you in writing before it changes, or refuses to change, your child's program | Prior written notice |
| Parental consent | Some steps need your written OK first | Consent for evaluation vs services |
| Access to education records | You can see your child's file | Parent rights to records |
| Complaints and due process | How to file, the time limits, and the resolution meeting | Due process hearings |
| State complaint vs due process | How the two are different | Mediation vs due process vs state complaint |
| Mediation | A free, voluntary meeting with a neutral person | Mediation vs due process |
| Placement during a dispute | Where your child goes to school while a case is open | Stay put explained |
| Discipline and interim settings | Rules for long removals | The 10-day rule |
| Private school placement by parents | When a district may have to repay tuition | State booklet |
| Court and attorney fees | Taking a case to court, and when fees may be paid | State booklet |
An annotated example
This example is made up. Hold it next to your own notice and look for the same parts.
The paper: Maria's mother gets a 24-page booklet titled "Notice of Procedural Safeguards" at the annual IEP meeting in October. The cover says "Revised August" and gives the state education department's phone number.
Note: The revision date tells you the booklet is current. If yours looks years old, ask if there is a newer one.
Page 3, "Parent participation": It says the school must invite her to meetings and that she may bring others who know Maria.
Note: This is where your right to bring a relative, friend or advocate is written down.
Page 9, "Independent educational evaluation": It says she may ask for one evaluation at public expense each time the school does an evaluation she disagrees with.
Note: Underline this section if you have doubts about test results. The school must either pay or ask for a hearing.
Page 14, "Timelines for filing": It says a due process complaint must be filed within two years of when she knew or should have known about the problem, unless the state sets a different limit.[2] A state complaint must be about something within the last year.[3]
Note: Dates matter here. Write the state's actual limits on a sticky note inside your folder.
Back cover: It lists the state's Parent Training and Information Center.
Note: That center gives free help. Save the number now, not in a crisis.
How to read it without getting lost
You do not need to read all 24 pages tonight. Try this order.
- Find the table of contents and circle the sections that match a worry you have right now.
- Read the parts on consent and prior written notice first. These come up at almost every meeting.
- Read the dispute sections only when you need them. Skim them once so you know they exist.
- Write any time limits on the inside cover of your IEP binder.
- Keep the notice with the IEP, not in a drawer.
If a section makes no sense, you can ask the case manager to explain it. That is a fair request, and you can ask for the answer in writing.
Questions you can ask the team
- "Can I have a copy of the procedural safeguards notice in my home language?"
- "Is this the most recent version of the notice?"
- "Can you show me where it explains how to ask for an outside evaluation?"
- "What are the time limits in our state for a state complaint and for due process?"
- "Who in the district do I contact if I have a question about my rights?"
- "Is the notice posted online, so I can find it later?"
- "Can you put your answer to my question in an email?"
The questions to ask at the IEP meeting page has more questions about goals and services.
Next steps
- Ask for the notice if you have not had one this school year.
- Mark the sections on records, consent and evaluations.
- Find your state's Parent Training and Information Center. Every state has at least one, and you can look yours up through the Center for Parent Information and Resources.[4]
- Bookmark your state education department's special education page. It has the state forms for complaints.
- If you are thinking about a formal dispute, read the due process guide and consider talking with a lawyer or advocate who knows your state's rules.
The glossary entries for procedural safeguards, IDEA and FAPE define the main terms in one or two lines each.
Frequently asked questions
Do I have to sign that I got the procedural safeguards notice?
Many schools ask you to sign a form showing you received the notice. Signing only says you got it. It does not mean you agree with anything in the IEP or give up any right.
Can the school just email me a link to the notice?
The school may post the notice online, but the federal rule still says it must give you a copy at certain times. You can ask for a paper copy or agree to get it by email if your state allows that.
What if I lost my copy?
Ask the case manager or the district special education office for another one. You can request a copy at any time, and the school must give it to you.
Use it in IEP Atlas
- Procedural safeguards in the IEP glossary
- IDEA in the IEP glossary
- FAPE in the IEP glossary
- Prior written notice in the IEP glossary
Related guides
- Special education rights for parents and students: an overview
- Compensatory education explained
- Stay put explained
- What is FAPE? Free appropriate public education explained
- Parent rights to education records
Sources
- 34 CFR §300.504: Procedural safeguards notice, U.S. Department of Education (IDEA website)
- 34 CFR §300.507: Filing a due process complaint, U.S. Department of Education (IDEA website)
- 34 CFR §300.153: Filing a complaint, U.S. Department of Education (IDEA website)
- Center for Parent Information and Resources, CPIR
- Parental Rights under IDEA, CPIR
Written and checked by the IEP Atlas editorial team under our editorial policy. This guide describes general practice and federal rules. It is not legal advice; your state may add requirements, and the IEP team makes the decisions for each student.